Abstract
In the article, on the example of domestic practice and international standards and recommendations, the features and necessary elements of the implementation of the “compliance control” system as a preventive measure to combat corruption in the activities of the public and private sectors are considered. It should be said that in recent years, the state policy of Uzbekistan in the fight against corruption has been focused on the adoption of new preventive measures aimed at eliminating the causes of corruption, and not the consequences of corruption. In this direction, one of the preventive measures used in our domestic practice is the effectiveness of the the “compliance control” system implemented in government organizations, and the achievements achieved in the international framework were highlighted through scientific views. The necessary elements that make up the the “compliance control” system were also analyzed through international recommendations and opinions of scientists and experts. In most cases, it was found that the main direction in the organization of this system is the anti-corruption program and the transparent sale of gifts, hospitality policy, conflicts of interest, identification of counterparties, public procurement. At the end of the article, the author’s conclusions and scientific views on the organization of the activities of the “compliance control” structures, the role of international documents are presented.
References
1. Ўзбекистон Республикаси Коррупцияга қарши курашиш агентлигининг расмий веб-сайтидаги расмий маълумот // URL: https://anticorruption.uz/uzc-/item/Rasmiy+nutq+va+bayonotlar;
2. Ўзбекистон Республикасининг 2008 йил 7 июлдаги “Бирлашган Миллатлар Ташкилотининг Коррупцияга қарши конвенциясига (Нью-Йорк, 2003 йил 31 октябрь) Ўзбекистон Республикасининг қўшилиши тўғрисида”ги Қонуни // URL: https://lex.uz/docs/1369505;
3. Ўзбекистон Республикаси Коррупцияга қарши курашиш агентлигининг расмий веб-сайтидаги расмий маълумот // URL: https://anticorruption.uz/uzc-/item/Rasmiy+nutq+va+bayonotlar;
4. Joe Murphy and Donna Boehme “Commentary on the oecd good practice guidance on internal controls, ethics and compliance” – Rutgers Journal of Law & Public Policy, Spring 2012 // URL: https://rutgerspolicyjournal.org/sites/jlpp/files/9-4_Murphy_RTPv2.pdf;
5. Б.И.Исмаилов, И.И.Насриев Коррупцияга қарши курашиш бўйича идоравий чора-тадбирларнинг самарадорлигини ошириш масалалари//Ўқув-услубий қўлланма. -Т.: Ўзбекистон Республикаси Бош прокуратураси Академияси, Ўзбекистон Республикаси Судьялар олий кенгаши Судьялар олий мактаби. 2020.-272 б. // URL: https://213.230.96.:8090/files/ebooks Yurisprudentsiya/Коррупцияга%20қарши%20курашиш%20бўйича%20идоравий%20чоратадбирларнинг%20самарадорлигини%20ошириш%20масалалари.pdf;
6. Partnering Against Corruption Initiative Global Principles for Combating corruption. World Economic Forum, May 2016 // URL: http://www3.weforum.org-/docs/WEF_PACI_ Global_Principles-_for_Corruption.pdf;
7. World Bank Group Integrity Compliance Guidelines 2010 // URL: https://wallensteinlaw.com;
8. Г.В. Бочаева, “Кодекс корпоративного поведения как элемент системы корпоративного управления” // Текст: непосредственный // Молодой ученый. -2016. - № 10 (114) // URL: https://moluch.ru/archive/114/30047;
9. Г.Муҳамедова “Коррупция билан қандай курашиш лозим? Самарали усуллар ва хорижий тажриба” Франция тараққиёт агентлигининг (ФТА) комплаенс масалалари бўйича юридик маслаҳатчи, “Буюк келажак” эксперти // URL: https://interkomitet.uz/bosh-sahifa-kir/korrupcija-bilan-andaj-kurashish-lozim-samarali-usullar-va-horizhij-tazhriba/?lang=oz;
10. Basel Committee on Banking Supervision - Guidelines on the corporate governance principles for banks // URL: https://assets.kpmg.com/content/dam/kpmg/pdf /2016/05/Corpo rate-Governance-Principles.pdf;
11. Partnering Against Corruption Initiative Global Principles for Combating corruption. World Economic Forum, May 2016 // URL: http://www3.weforum.org/docs-/WEF_PACI_Global_Principles.pdf;
12. Compliance and the compliance function in banks The Basel Committee on Banking Supervision // URL: https://www.bis.org/publ/bcbs113.pdf.